James G. Sullivan
James G. Sullivan (Jim) has been with Waddell & Reed for 25 years and has been dedicated in serving his clients' needs. Jim officially retired from being a licensed financial advisor in December 2018; however, he continues to work part-time as a relationship manager with Beratung Advisors.
Jim is not employed by Waddell & Reed, Inc., but acts as a non-registered associated person of Waddell & Reed, Inc. He is authorized to assist Financial Advisors with approved activities. He is prohibited from soliciting, creating a market or account for any securities, investment advisory or insurance services. These activities are the sole responsibility of the Financial Advisors. In addition he is not authorized to enter into any contractual obligations on behalf of Waddell & Reed, Inc. or otherwise bind the firm. 06/19